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FOCUSED . ADVANCED . CREDIBLE

This blog helps advisors discuss risk credibly with HNW investors

Discuss Risk Credibly
Best Practices For Reaching a Busy Plan Sponsor

Best Practices For Reaching a Busy Plan Sponsor

38% of Plan Sponsor Are Looking For Another Advisor – Best Practices For Reaching a Busy Plan Sponsor   We...

How You Can Solve The Most Difficult DOL Rule Documentation Requirement

How You Can Solve The Most Difficult DOL Rule Documentation Requirement

Today we are going to tackle one of the most difficult data challenges you will encounter in creating a best...

Which FINRA regulations are part of the DOL Rule best interest report requirements?

Which FINRA regulations are part of the DOL Rule best interest report requirements?

Traditionally, courts and the DOL find some key elements to be most important, in regard to facts and circumstances presented...

RiXtrema Launches Fiduciary Checklist

RiXtrema Launches Fiduciary Checklist

Original Article from Javier Simon at PlanAdviser can be read HERE The checklist covers various fiduciary responsibilities including those not associated...

The Department of Labor’s Fiduciary Rule – Three Issues to Consider if you Advise IRAs

The Department of Labor’s Fiduciary Rule – Three Issues to Consider if you Advise IRAs

By Guest Bloggers, Robert L. Sichel and Amanda M. Katlowitz of K&L Gates According to the Investment Company Institute, at the...

Crazy Question of the Day: Will Bitcoin Ever Be a Fiduciary Asset?

Crazy Question of the Day: Will Bitcoin Ever Be a Fiduciary Asset?

  The mysterious Satoshi Nakamoto created Bitcoin (BTC), the first digital currency as a result of the 2008 financial crisis....

DOL Fiduciary Rule Best Interest Requirements: Creditor Protection in ERISA Plans

DOL Fiduciary Rule Best Interest Requirements: Creditor Protection in ERISA Plans

Is it important to factor in safety from creditors during a 401(k) rollover? How safe was the money in the...

DOL Fiduciary Rule Groundhog Day: What Just Happened & What It Means For You

DOL Fiduciary Rule Groundhog Day: What Just Happened & What It Means For You

DOL Fiduciary Rule Groundhog Day: What Just Happened & What It Means For You For those participating in the financial...

Do I have to document best interest when doing rollovers?

Do I have to document best interest when doing rollovers?

How does the DOL Rule Affect Me? Do I have to document best interest when doing rollovers? Effective June 9,...

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What June 9th DOL Rule Date Means For You: How to Not Be a Low Hanging Fruit for Litigation Attorneys

What June 9th DOL Rule Date Means For You: How to Not Be a Low Hanging Fruit for Litigation Attorneys...