Here’s the situation:The location has no bearing on a recommendation.Ask yourself two questions to see if a conversation qualifies as a recommendationExercising Fiduciary Caution will show you are trustworthy
Here’s the situation:
You just sank an 8-footer to save par and close out the front nine
What element struck Luke and me the most at the LINC Conference?Millennials will carry the financial industryHire young talent to attract young clientsGen Z and Millennials did not inherit their grandparent's work ethic – they changed itCollaboration is where life and work meet
What element struck
Jack Turk is a comedy writer, turned professional magician, and then a copywriter for Dan Kennedy’s company - GKIC. Yep. Magician.
In this podcast, Yon and Colin hear about his fascinating entrepreneurial career and pick his brain about better writing techniques towards how an advisor can
We have written a lot about the potential for market corrections and scenarios that may disrupt the decade long bull market. The Coronavirus is the most tangible example of a short-term threat to the market’s long upward climb. And our clients, keenly aware of the
Here are my key takeaways from the LINC conference.When the SEC knocks, how will you prove compliance?The Stars Point to ComplianceBetter to bargainWe are here to help you with compliance.More to come from LINC 2020
My colleague, Luke St. Angelo (RiXtrema's VP of Client Success), and
RiXtrema’s Regulation Best Interest researchers created this checklist to get your gears turning toward compliance. It is not a substitute for consulting a legal or regulatory compliance office, but we feel it’s a suitable starting point. You must file the CRS Form with the SEC
We are seeing tremendous amount of interest from advisors in RegBIoptimizer. And what is particularly gratifying is that this time people understand that procrastination is NOT a strategy.
RIAs and BDs know that procedures and documentation will be very different post-RegBI, and RegBI Optimizer will help