Two new Risk Alerts:Don’t Wait to Become Compliant Forgive us if you’re getting sick of reminders that Reg-BI is not being delayed by the SEC. As Luke wrote this week, the Reg-BI train can’t stop and is arriving soon, and Colin is writing so much about
With the past few months now in the rearview mirror, it’s looking more clear than ever that Regulation Best Interest from the SEC doesn’t seem to be going anywhere. There has been plenty of speculation that this regulation might not make the distance and follow
The CARES ACT is not TARPCARES will help with the restart in a few waysAmericans are getting $1200 this month but what about inflation?Short-run Economic Effects of the CARES ACTSo
This is not just another post in which I convince you that the Coronavirus is a tremendous threat or that to say home is a heroic mission. No, I don't need to convince you that the Coronavirus is a real danger, and some of us
This is Yon Perullo of Larkspur-RiXtrema. For months we have been working on LE PRO to help you sell retirement plans on autopilot, using automated email campaigns. And with all the latest events LE PRO can grow your business better than any traditional selling techniques.
We are living in surreal times. The world around changes seemingly in days, as if in a futuristic movie. But the consequences for our lives and livelihood are not imaginary. Some consequences are obviously negative. Some are positive: people spend more time with family, those
The SEC is sympathetic to COVID-19 effortsIs your firm ready to show a good-faith effort?Don't forget these critical compliance stepsWhat is the CRS Form?Rixtrema's Reg-BI Optimizer Even though markets are focused on the impacts of COVID-19, the SEC is not looking to a delay of Reg-BI,
Fidelity is a Frequent 401(k) Lawsuit DefendantOracle's $12 million-mistakeMarket corrections are marketing opportunitiesKey Takeaways RiXtrema's 401k Fiduciary Optimizer was created to help Financial Advisors inform plan sponsors of hidden flaws. Don't think for a second that plan sponsors are flawlessly monitoring their 401(k) plans, and this
The markets are tumbling and 10 million people filed for unemployment in the last two weeks. But, don't think for a second that the SEC is rolling back the June 30th Regulation Best Interest compliance deadline. The SEC confirmed this week that it will not extend
Imagine combining features of an email marketing engine such MailChimp with the most detailed database of 700K+ plans and 1.2M+ executive contacts at plan sponsors. All this is connected to technology that writes custom letters for each plan sponsor based on predefined templates. It creates