5 Articles for your weekend reading list: September 15-16, 2018

Here are five suggested articles to read this weekend:

1. A Post-Fiduciary Rule Rollover Playbook – The short-lived fiduciary rule provided that anyone who received compensation in connection with recommending a rollover would have been considered an ERISA fiduciary.(401kspecialistmag.com)

2Best Interest and Best Practices: Improving Retirement Outcomes – The Investment Company Institute (ICI) is celebrating National 401(k) Day this week by highlighting the strength of 401(k) plans used by tens of millions of workers to save for their futures. (fredreish.com)

3. Are The Accredited Investor Rules Unfairly Limiting Access To Good Investment Opportunities?– At first blush, it’s not difficult to understand the desire to make capital markets even more egalitarian than they already are, by giving “mom-and-pop” the ability to get in on the ground floor with companies with tremendous growth potential like Airbnb and Uber (or Facebook and Twitter from several years ago). (Nerd’s Eye View | Kitces.com)

4. SEC-registered advisers continue riding the fee-based wave – Testing by Financial Planning Coalition, Consumer Federation of America and AARP uncovers problems. (investmentnews.com)

5. Financial Advisors, Millennials Could Really Use Your Help – Millenials may know their technology, but it does not necessarily help them manage their finances, according to a new TIAA study released Wednesday. (fa-mag.com)


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