Blog 4 Columns

Migration patterns in the United States have been changing in recent years. While certain areas of the country have traditionally attracted large numbers of migrants, new trends suggest that people are now moving to different regions for different reasons. In this blog post, we'll explore some of the factors driving these shifts in migration patterns and what they mean for the future of the United States.

Is Your 401(k) Safe From a Banking System Collapse? And how can you protect it?

Sumon Bose

06 Apr 2023

The failure of several banks and the ensuing market turmoil has put investors on edge in the past week. While regulators and the Biden administration have tried to quell the concerns of jittery American consumers, the ripple effects are continuing to rattle the economy and many questions remain.

Advisor Custody Expansion

Svetlana Patokova

04 Apr 2023

The Securities and Exchange Commission is considering expanding regulatory oversight to cover all assets in a client's portfolio, not just securities and funds.

How to Avoid 401(k) Theft in 2023

Gennady Prokofyev

24 Mar 2023

According to a Javelin 2019 survey, 14.4 million participants became victims of identity theft in 2018. Every plan sponsor should take care of this problem beforehand to avoid a serious risk to their plan participants.

Why Multi-Factor Stress Testing is so Powerful

German Lee

13 Mar 2023

The global financial market is inherently complex and dynamic, and it is susceptible to a wide range of risks, including geopolitical tensions, economic uncertainty, and natural disasters, among others.

Ways to Avoid Disclosure Violations

Svetlana Patokova

07 Mar 2023

With the growing number of items that compliance teams must monitor, including both firm and representative disclosures, tracking regulatory compliance disclosures has become even more complicated than it used to be.

Participant Education is King

Gaurrav Beddi

22 Feb 2023

401K plans are perhaps the most popular retirement savings options for employees & employers in the United States. So it is imperative for plan advisors and sponsors to educate plan participants to avoid litigation and ensure compliance with ERISA, DOL, and other statutory regulations.

How Your Portfolio Reacts Under Certain Market Conditions

Yon Perullo

16 Feb 2023

RiXtrema CEO Yon Perullo joins Jill Malandrino on Nasdaq TradeTalks to discuss why the goal is to understand identifying risk and how your portfolio reacts under certain market conditions.