Blog Full With Right Sidebar

Jack Turk is a comedy writer, turned professional magician, and then a copywriter for Dan Kennedy’s company – GKIC. Yep. Magician. In this podcast, Yon and Colin hear about his fascinating entrepreneurial career and pick his brain about better writing techniques towards...

Panademic Stress Test

Yon Perullo

12 Feb 2020

We have written a lot about the potential for market corrections and scenarios that may disrupt the decade long bull market. The Coronavirus is the most tangible example of a short-term threat to the market’s long upward climb. And our clients, keenly aware of the potential for market disruption, have asked us to create a Coronavirus stress scenario for Portfolio Crash Testing Pro

Regulation Best Interest

Don’t fall blindly into these 3 conflicts in Reg BI

Colin Ward

23 Jan 2020

Revenue-Sharing Conflicts Reg-BI represents a significant change in the SEC’s regulation target. Revenue Sharing is the practice of an investment fund security sharing money back with broker-dealers who sell it to clients and it was not regulated by the SEC prior to...

Case Studies - Reg BI Optimizer

Proving Compliance with RegBI Optimizer

Colin Ward

21 Jan 2020

PROVE COMPLIANCE WITH THE SUMMARY REPORT COMPARE ROLLOVER FEES PULL IN RETIREMENT PLAN DATA PRESENT CLIENTS WITH A COMPLETE COST PICTURE CRASH RATING PROVES YOUR RECOMMENDATION CONSIDERS THE CLIENT’S UNIQUE FINANCIAL PROFILE COMPARE YOUR FEES TO YOUR COMPETITORS MANAGE YOUR ADVISORS WITH...

RIAs, don’t think Reg-BI doesn’t apply to you

Regulation Best Interest

Form CRS is the biggest Reg-BI compliance hurdle for RIAs

Colin Ward

13 Jan 2020

Reg-BI brings Broker-Dealers into a Fiduciary Standard. Registered Investment Advisors will be challenged to prove they are already putting their clients’ interests first and have processes that ensure ongoing compliance. Form CRS is a crucial hurdle in showing due diligence.

Investing

The Forecast Folly: Why financial experts rarely stand the test of time

Yon Perullo

08 Jan 2020

Present success does not indicate future outcomes The Power of Other Opinions What do experts say about predictions? Two types of experts In Brief Present success does not indicate future outcomes Predictions are a form of guessing, where sometimes the guessing is...

Blog Full With Right Sidebar

Keys to Writing Great Marketing Copy – A conversation with Jack Turk

Panademic Stress Test

Don’t fall blindly into these 3 conflicts in Reg BI

Proving Compliance with RegBI Optimizer

Form CRS is the biggest Reg-BI compliance hurdle for RIAs

The Forecast Folly: Why financial experts rarely stand the test of time

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