Blog Medium With Both Sidebar

What element struck Luke and me the most at the LINC Conference? Millennials will carry the financial industry Hire young talent to attract young clients Gen Z and Millennials did not inherit their grandparent’s work...

Yon Perullo Colin Ward

13 Feb 2020

Keys to Writing Great Marketing Copy – A conversation with Jack Turk

Jack Turk is a comedy writer, turned professional magician, and then a copywriter for Dan Kennedy’s company – GKIC. Yep. Magician. In this podcast, Yon and Colin hear about his fascinating entrepreneurial career and pick...

Yon Perullo

12 Feb 2020

Panademic Stress Test

We have written a lot about the potential for market corrections and scenarios that may disrupt the decade long bull market. The Coronavirus is the most tangible example of a short-term threat to the market’s long upward climb. And our clients, keenly aware of the potential for market disruption, have asked us to create a Coronavirus stress scenario for Portfolio Crash Testing Pro

Colin Ward

23 Jan 2020

Don’t fall blindly into these 3 conflicts in Reg BI

Revenue-Sharing Conflicts Reg-BI represents a significant change in the SEC’s regulation target. Revenue Sharing is the practice of an investment fund security sharing money back with broker-dealers who sell it to clients and it was...

Colin Ward

21 Jan 2020

Proving Compliance with RegBI Optimizer

PROVE COMPLIANCE WITH THE SUMMARY REPORT COMPARE ROLLOVER FEES PULL IN RETIREMENT PLAN DATA PRESENT CLIENTS WITH A COMPLETE COST PICTURE CRASH RATING PROVES YOUR RECOMMENDATION CONSIDERS THE CLIENT’S UNIQUE FINANCIAL PROFILE COMPARE YOUR FEES...

RIAs, don’t think Reg-BI doesn’t apply to you

Colin Ward

13 Jan 2020

Form CRS is the biggest Reg-BI compliance hurdle for RIAs

Reg-BI brings Broker-Dealers into a Fiduciary Standard. Registered Investment Advisors will be challenged to prove they are already putting their clients’ interests first and have processes that ensure ongoing compliance. Form CRS is a crucial hurdle in showing due diligence.

Blog Medium With Both Sidebar

I was shocked to see this at LINC 2020

Keys to Writing Great Marketing Copy – A conversation with Jack Turk

Panademic Stress Test

Don’t fall blindly into these 3 conflicts in Reg BI

Proving Compliance with RegBI Optimizer

Form CRS is the biggest Reg-BI compliance hurdle for RIAs

Vimeo Video

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