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Home
Reg BI
Software Case Study
Case Studies – Reg BI Optimizer
Case Studies – Portfolio Crash Testing
Case Studies – Planisphere
Case Studies – Larkspur Executive
Case Studies – 401K Fiduciary Optimizer
Investing
Podcasts
Risk Management
Marketing
Home
Reg BI
Software Case Study
Case Studies – Reg BI Optimizer
Case Studies – Portfolio Crash Testing
Case Studies – Planisphere
Case Studies – Larkspur Executive
Case Studies – 401K Fiduciary Optimizer
Investing
Podcasts
Risk Management
Marketing
Regulation Best Interest
SCOTUS Ruling Alert! Plan Sponsors And Fiduciaries May Risk Litigation
March 27
Regulation Best Interest
Stock tips and socializing can get BDs and RIAs in trouble with Reg-BI
February 20
Regulation Best Interest
Advisors are still in denial about Regulation Best Interest
February 11
Regulation Best Interest
Client Relationship Summary (CRS Form) Checklist
February 04
Regulation Best Interest
Don’t fall blindly into these 3 conflicts in Reg BI
January 23
Regulation Best Interest
Form CRS is the biggest Reg-BI compliance hurdle for RIAs
January 13
Regulation Best Interest
What is best interest, anyway?
January 06
