apple logo

This is the first installment of a four-part series on Reg BI. Yon Perullo discusses the current legal challenges to Reg-BI and why you shouldn’t rely on the courts to save you from compliance.

regulation best interest software

It’s nice to meet you.

Sign up to receive awesome content in your inbox, every month.

We don’t spam! Read our privacy policy for more info.

Related Posts

Retirees Are Forced To Cut Back Due to Lack of Savings
With Reg BI comes New Compliance Liability
The New SEC Enforcement Director: Gurbir Grewal

Leave a Reply

This site uses Akismet to reduce spam. Learn how your comment data is processed.