In the third installment of the four-part Reg BI Podcast series, Yon Perullo delves into form CRS, which is potentially the most important form of Reg-BI and will effect every financial professional working with retail clients.More from rixtrema.comReg-BI Podcast 1: Legal LandscapeYour Reg-BI Briefing – Be Ready. Stay Compliant.3 Reasons RIAs Shouldn’t Wait For a Court Ruling on Reg-BIThe New SEC Enforcement Director: Gurbir GrewalNew SEC Enforcement Chief to Bring Wider Net to the Reg BI Rule Please leave this field emptyIt’s nice to meet you.Sign up to receive awesome content in your inbox, every month.We don’t spam! Read our privacy policy for more info.Check your inbox or spam folder to confirm your subscription.Share this:LinkedInTwitterFacebookPinterestEmailLike this:Like Loading...
