New Rules Proposed by SEC Are Confusing!
Late last year, the Securities and Exchange Commission proposed four rules that focus on increasing competition for equity orders. One would require open auctions for certain orders. Another, Regulation Best Execution, would set a standard for broker-dealers and other market participants, and require policies and procedures on finding the most favorable price points for customers.
How Inflation Puts Risks on Your Portfolio
Over the next 3 decades, Three factors are set to define our lives, according to Jamie Dimon, CEO of JPMorgan Chase. Post-Covid economic recovery, high inflation, and Russia's invasion of Ukraine with the following humanitarian crisis.
More Client Success With Rixtrema
This year we ran another great Challenge, with 100’s of financial advisors from across the U.S. We covered everything from email campaigns, effective marketing frameworks, to how financial advisors can run their own challenges with other advisors.
Retirees Are Forced To Cut Back Due to Lack of Savings
Generally, people spend less in their later years after retirement, but according to research, this is often not by choice. Therefore, the question raised by many leading retirement experts about retirement spending is now very relevant.
CITs in the 401(k) Field: The Price of Change
CIT’s are an essential part of most 401(k) plans nowadays, and they’re even becoming available for smaller plans, and more widely used among plan sponsors.
How To Win Rollovers
To answer this question we can create a hypothetical scenario where a prospect/client is about to change their employment which is, actually a very real scenario for all of us during our employment years.