New Rules Proposed by SEC Are Confusing!
Late last year, the Securities and Exchange Commission proposed four rules that focus on increasing competition for equity orders. One would require open auctions for certain orders. Another, Regulation Best Execution, would set a standard for broker-dealers and other market participants, and require policies and procedures on finding the most favorable price points for customers.
How To Construct The Perfect Portfolio In 2023
In these turbulent times, sage financial advice is in short supply. To remedy this we decided to sit down with Max Wasserman, founder and senior portfolio manager of Miramar Capital in Chicago. We discussed the areas of risk affecting portfolios right now, and those on the horizon.
A Black Swan Event For Oil
From May OPEC will cut oil production by 1.15 million barrels per day. While this might not have a huge effect on the global economy it does open up the possibility for a black swan event.
Is Your 401(k) Safe From a Banking System Collapse? And how can you protect it?
The failure of several banks and the ensuing market turmoil has put investors on edge in the past week. While regulators and the Biden administration have tried to quell the concerns of jittery American consumers, the ripple effects are continuing to rattle the economy and many questions remain.
How to Avoid 401(k) Theft in 2023
According to a Javelin 2019 survey, 14.4 million participants became victims of identity theft in 2018. Every plan sponsor should take care of this problem beforehand to avoid a serious risk to their plan participants.
Why Multi-Factor Stress Testing is so Powerful
The global financial market is inherently complex and dynamic, and it is susceptible to a wide range of risks, including geopolitical tensions, economic uncertainty, and natural disasters, among others.