{"id":6652,"date":"2020-06-25T12:50:28","date_gmt":"2020-06-25T17:50:28","guid":{"rendered":"https:\/\/rixtrema.com\/blog\/?p=6652"},"modified":"2020-06-25T13:52:00","modified_gmt":"2020-06-25T18:52:00","slug":"reg-bi-podcast-4sec-exams","status":"publish","type":"post","link":"https:\/\/rixtrema.com\/blog\/reg-bi-podcast-4sec-exams\/","title":{"rendered":"Reg-BI Podcast 4:SEC Exams"},"content":{"rendered":"\n<div class=\"wp-block-image\"><figure class=\"aligncenter size-large\"><a href=\"https:\/\/podcasts.apple.com\/us\/podcast\/reg-bi-podcast-4-sec-exams\/id1466695263?i=1000479471201\" target=\"_blank\" rel=\"noopener noreferrer\"><img loading=\"lazy\" decoding=\"async\" width=\"376\" height=\"43\" src=\"https:\/\/rixtrema.com\/blog\/wp-content\/uploads\/2019\/10\/Screenshot_1.png\" alt=\"apple logo\" class=\"wp-image-5562\" srcset=\"https:\/\/rixtrema.com\/blog\/wp-content\/uploads\/2019\/10\/Screenshot_1.png 376w, https:\/\/rixtrema.com\/blog\/wp-content\/uploads\/2019\/10\/Screenshot_1-300x34.png 300w\" sizes=\"auto, (max-width: 376px) 100vw, 376px\" \/><\/a><\/figure><\/div>\n\n\n\n<p style=\"text-align: justify;\">The final installment of our four-part Reg BI Podcast series examines what is known about the SEC&#8217;s REG-BI Examinations. While the examinations appear to be geared towards broker-dealer&#8217;s, RIAs can learn a lot about how to comply by learning what the SEC will be looking for during these examinations.<\/p>\n\n\n\n<figure class=\"wp-block-image size-large\"><a href=\"https:\/\/rixtrema.net\/regbioptimizer\/index?source=Yon-part4-25-06-20\" target=\"_blank\" rel=\"noopener noreferrer\"><img loading=\"lazy\" decoding=\"async\" width=\"542\" height=\"100\" src=\"https:\/\/rixtrema.com\/blog\/wp-content\/uploads\/2020\/05\/REGBIOPTIMIZER1.png\" alt=\"regulation best interest software\" class=\"wp-image-6468\" srcset=\"https:\/\/rixtrema.com\/blog\/wp-content\/uploads\/2020\/05\/REGBIOPTIMIZER1.png 542w, https:\/\/rixtrema.com\/blog\/wp-content\/uploads\/2020\/05\/REGBIOPTIMIZER1-300x55.png 300w, https:\/\/rixtrema.com\/blog\/wp-content\/uploads\/2020\/05\/REGBIOPTIMIZER1-500x92.png 500w\" sizes=\"auto, (max-width: 542px) 100vw, 542px\" \/><\/a><\/figure>\n","protected":false},"excerpt":{"rendered":"<p>The final installment of our four-part Reg BI Podcast series examines what is known about the SEC&#8217;s REG-BI Examinations. While the examinations appear to be geared towards broker-dealer&#8217;s, RIAs can learn a lot about how to comply by learning what the SEC will be looking for during these examinations.<\/p>\n","protected":false},"author":14,"featured_media":6653,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"audio","meta":{"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":""},"categories":[169,300],"tags":[],"class_list":["post-6652","post","type-post","status-publish","format-audio","has-post-thumbnail","hentry","category-podcasts","category-regulation-best-interest","post_format-post-format-audio"],"jetpack_featured_media_url":"https:\/\/rixtrema.com\/blog\/wp-content\/uploads\/2020\/06\/Reg-BI-Podcast-4-SEC-Exams-min.png","yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v15.9.1 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Reg-BI Podcast 4:SEC Exams<\/title>\n<link rel=\"canonical\" href=\"https:\/\/rixtrema.com\/blog\/reg-bi-podcast-4sec-exams\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Reg-BI Podcast 4:SEC Exams\" \/>\n<meta property=\"og:description\" content=\"The final installment of our four-part Reg BI Podcast series examines what is known about the SEC&#8217;s REG-BI Examinations. While the examinations appear to be geared towards broker-dealer&#8217;s, RIAs can learn a lot about how to comply by learning what the SEC will be looking for during these examinations.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/rixtrema.com\/blog\/reg-bi-podcast-4sec-exams\/\" \/>\n<meta property=\"og:site_name\" content=\"RiXtrema.com\" \/>\n<meta property=\"article:publisher\" content=\"https:\/\/www.facebook.com\/LarkspurRiXtrema\/\" \/>\n<meta property=\"article:published_time\" content=\"2020-06-25T17:50:28+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2020-06-25T18:52:00+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/rixtrema.com\/blog\/wp-content\/uploads\/2020\/06\/Reg-BI-Podcast-4-SEC-Exams-min.png\" \/>\n\t<meta property=\"og:image:width\" content=\"700\" \/>\n\t<meta property=\"og:image:height\" content=\"400\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@RiXtrema\" \/>\n<meta name=\"twitter:site\" content=\"@RiXtrema\" \/>\n<!-- \/ Yoast SEO Premium plugin. -->","jetpack_sharing_enabled":true,"_links":{"self":[{"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/posts\/6652","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/users\/14"}],"replies":[{"embeddable":true,"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/comments?post=6652"}],"version-history":[{"count":2,"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/posts\/6652\/revisions"}],"predecessor-version":[{"id":6655,"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/posts\/6652\/revisions\/6655"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/media\/6653"}],"wp:attachment":[{"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/media?parent=6652"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/categories?post=6652"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/rixtrema.com\/blog\/wp-json\/wp\/v2\/tags?post=6652"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}