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5.<\/strong>\u00a0How Much Do You Really Know About Avoiding Fiduciary Liability?<\/strong>\u00a0 \u00a0 <\/span>If you are a plan fiduciary, then under the Employee Retirement Income Security Act of 1974 (ERISA), fiduciaries can be held personally liable for losses to a benefit\u00a0<\/span>plan incurred as a result of their alleged errors or omissions or breach of their fiduciary duties. It is a tough law aimed to make plan fiduciaries responsible for the advice they give because the financial assets affected by their advice will effect \u00a0a lot of people…Continue Reading<\/span><\/strong><\/a><\/span><\/p>\n 3.\u00a013 Questions Retirement Plan Advisors Should Ask Plan Sponsors.\u00a0<\/strong>Does your current adviser have any conflicts of interest with the plan investments and\/or did they tell you?\u00a0How educated are your participants about what they are actually invested in? What level of planning does your current advisor provider to your participants?…<\/span>Continue Reading<\/span><\/span><\/strong><\/a><\/p>\n 5.\u00a0How Much Do You Really Know About Avoiding Fiduciary Liability?\u00a0 \u00a0 If you are a plan fiduciary, then under the Employee Retirement Income Security Act of 1974 (ERISA), fiduciaries can be held personally liable for losses to a benefit\u00a0plan incurred as a result of their alleged errors or omissions or breach of their fiduciary duties…. <\/p>\n![\"\"](\"https:\/\/www.rixtrema.com\/blog\/wp-content\/uploads\/2018\/05\/DOL-Rule-1-1024x739-1-150x150.png\")
4.\u00a0The Sooner You Know About SEC\u2019s Newly Proposed Rule the Better.\u00a0\u00a0<\/strong>With the DOL\u2019s Fiduciary Rule seemingly gone, what\u2019s next on the block for fiduciary regulation? The Security and Exchange commission has been planning its own fiduciary rule and regulation rehaul as well. So now that the Federal Register has published the SEC\u2019s proposed reform to investment advice policy, we have a better idea of what could be in store. Let\u2019s break down what the SEC is proposing for its own \u201cfiduciary rule and interpretation\u201d…<\/span>Continue Reading<\/span><\/strong><\/span><\/a><\/p>\n![\"\"](\"https:\/\/www.rixtrema.com\/blog\/wp-content\/uploads\/2018\/05\/Fiduciary-Liability-1024x683-2-150x150.jpg\")
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2.\u00a0The Ultimate Guide: Becoming an Expert on 404c Safe Harbor For Your Plan Sponsor.<\/strong> Clients\u00a0 Do You Really Qualify For 404(c) Safe Harbor From Liability?\u00a0 Under ERISA plan sponsors or advisors who exercise discretionary authority are fiduciaries with significant liability in case of fiduciary duty violation. Section 404(c) provides safe harbor protection fiduciaries in case plan participants experience investment losses. How do you obtain that protection? We will focus on the Investment Menu Requirements section of the 404(c)…<\/span>Continue Reading<\/span><\/strong><\/a><\/p>\n![\"\"](\"https:\/\/www.rixtrema.com\/blog\/wp-content\/uploads\/2018\/05\/Copy-of-in-this-issue-150x150.png\")
1. 3 Must Have Tools To Grow Your 401(k) Business<\/strong> Growing your 401(k) business is about delivering value, plain and simple. If you demonstrate unique value in your proposal by optimizing costs and benefits of a retirement plan, then you can easily justify your fees. But what do you with that great analysis when CFO doesn\u2019t respond?…Continue Reading<\/span><\/strong><\/a><\/span><\/p>\n","protected":false},"excerpt":{"rendered":"